Tag: Colorado Division Of Securities
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Colorado officials issue injunction against man accused of romance scam
Colorado officials levied an injunction against a Denver man who was allegedly defrauding women he met through dating apps and at the gym. Colorado Securities Commissioner Tung Chan and 43-year-old Joseph Holder Jr. of Denver agreed to the permanent injunction — a court order that requires the party to stop doing a specific action — in connection…
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Colorado Division of Securities increasing licensing fees
The Colorado Division of Securities is raising licensing fees, which it said in a news release it must do to comply with statutory requirements requiring it to maintain sufficient revenue. Beginning on Nov. 1, annual and renewal fees will be $20 for Colorado/FINRA sales representatives, mortgage sales representatives, SEC investment adviser representatives, and state-registered investment…